RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2014-00307
COUNSEL:
HEARING DESIRED: YES
APPLICANT REQUESTS THAT:
1. His summary court-martial conviction be expunged from his
record.
2. His general discharge be upgraded to honorable and his
narrative reason for separation be changed.
3. His referral Enlisted Performance Report (EPR) for the period
ending 17 Jun 09 be declared void and removed from his record.
4. His Unfavorable Information File (UIF) be removed from his
record.
APPLICANT CONTENDS THAT:
He was sent on a Temporary Duty (TDY) assignment in support of the
NATO Baltic Air Mission in Lithuania. Although he was a
relatively new Air Force Office of Special Investigations (AFOSI)
agent, he was left by himself.
He was scapegoated by the failure of senior leadership to provide
extra help. He was forced by AFOSI superiors to work beyond all
reasonable standards until he was exhausted. He was greatly
fatigued from working numerous 18-20 hour days and was denied
requests for logistical and personnel support.
On 7 Dec 08, he had 3-4 hours of sleep and began to drive from
outlying Siauliai to Vilnius. He contacted his supervisor by cell
phone and requested additional personnel to assist him. To stay
alert, he had a bottle of cola and cappuccino. He wore his
seatbelt and drove within the legal speed limit. He was not using
his cell phone and was paying full attention to his driving. He
has no recollection of feeling drowsy. Tragically, he fell
asleep. His car crashed into a slow moving funeral procession and
a Lithuanian national was killed.
He was tried by summary court-martial for violation of Article
134, Uniform Code of Military Justice (UCMJ), negligent homicide.
Upon negotiated pleas of guilty, he was found guilty and sentenced
to reduction to the grade of Senior Airman (SrA, E-4) and
forfeiture of $1,146.
One Article 32 investigating officer recommended an Article 15,
not court-martial as AFI 36-2910, Line of Duty (Misconduct)
Determination, specifically addresses motor vehicle accidents and
that it is not necessarily misconduct that a member has an auto
accident due to falling asleep while driving.
A safety investigation was not completed. There is no evidence he
was driving inattentively or talking on his cell phone.
The applicants complete submission, with attachments, is at
Exhibit A.
STATEMENT OF FACTS:
On 22 Jul 98, the applicant entered the Regular Air Force.
He received a referral EPR for the period ending 17 Jun 09. The
specific reasons for the referral EPR were that he failed to
notify his chain of command of a co-workers suicidal ideations,
resulting in a Letter of Admonishment (LOA) and UIF. He also
disobeyed a no-contact order and charged $800.00 on a government
cell phone while deployed resulting in a Letter of Reprimand
(LOR).
On 6 Dec 10, the applicant was found guilty of negligent homicide,
in violation of Article 134, UCMJ by a summary court-martial. He
was reduced to the grade of SrA and required to forfeit $1,146 of
his pay for one month.
On 30 Dec 10, the convening authority approved the adjudged
sentence.
On 17 Feb 11, he was discharged with service characterized as
general (under honorable conditions) with a narrative reason for
separation of Misconduct (Serious Offense). He was credited
with 12 years, 6 months and 26 days of active duty service.
The applicants post-service activities include pursuing higher
education while working part-time as a loss prevention officer.
In 2013, he received a bachelors degree, with honors, from
American Military University. He is currently seeking full-time
employment and continues to serve his community by volunteering
with the local American Red Cross Community Emergency Response
Team, a nation-wide veteran service organization and Team Rubicon.
In a letter dated 27 Jan 14, SAF/MRBR advised the applicant that
the part of his application for correction of military records (DD
Form 149) requesting a review to upgrade his discharge cannot be
processed on a DD 149. The letter also stated that the Air Force
Boards for Correction of Military Records requires applicants to
first exhaust all other administrative remedies afforded by
existing laws or regulation and this application did not reflect
his request was previously processed under the provisions of
Section 1553, Title 10, United States Code, and reviewed by the
Air Force Discharge Review Board (AFDRB). The applicant was also
advised to request the AFDRB review his discharge by completing
and submitting a DD Form 293, Application for the Review of
Discharge or Dismissal from the Armed Forces of the United States.
In a letter dated 10 Feb 14, counsel responded to the SAF/MRBRs
letter and declined application to the Discharge Review Board
(DRB) for upgrade of the discharge and requested the Board
adjudicate the entire application (Exhibit D).
AIR FORCE EVALUATION:
AFLOA/JAJM recommends denial of the applicants request to
overturn the court-martial conviction. Based on their review,
JAJM sees no error or injustice with the court-martial process
that would warrant granting the applicant relief. If he did not
feel he was guilty of the charged misconduct, he had the right to
object to trial by summary court-martial. He also had the right
to plead not guilty. However, he chose not to object to the
summary court-martial forum. He also freely pled guilty to the
negligent homicide charge and then went on to explain to the
summary court-officer under oath the basis for his guilty plea.
The applicant was driving near Ukmerge, Lithuania on official duty
en route to meet U.S. embassy personnel when he struck another
vehicle killing the passenger. Subsequently, charges were
preferred against the applicant for reckless driving in violation
of Article 111, UCMJ, involuntary manslaughter, in violation of
Article 119, UCMJ, and negligent homicide, in violation of Article
134, UCMJ. An Article 32 investigation was conducted 19 thru
22 Jan 10 and the investigating officer recommended that the
matter be disposed of with non-judicial punishment.
On 4 Oct 10, a second Article 32 pretrial investigation was
conducted. This time, it was recommended that the matter be
handled by a summary court-martial.
On 15 Nov 10, the convening authority referred the charges to a
summary court-martial.
On 6 Dec 10, the summary court-martial was conducted. IAW his
plea, he was found guilty of negligent homicide, in violation of
Article 134, UCMJ. The government did not proceed with the
reckless driving and involuntary manslaughter charges. He was
reduced to the grade of SrA and required to forfeit $1,146 pay for
one month. On 30 Dec 10, the convening authority approved the
adjudged sentence
The complete JAJM evaluation is at Exhibit E.
AFPC/DPSIM recommends denial of the applicants request to remove
the UIF. DPSIM cannot speak as to whether the commanders action
was just or not; however, they concluded proper procedures were
followed. IAW AFI 36-2907, Unfavorable Information File (UIF)
Program, paragraph 1.2.2.1 commanders at all levels for enlisted
members assigned or attached to their units have the authority to
establish, remove or destroy UIFs.
The complete DPSIM evaluation is at Exhibit F.
AFPC/DPSID recommends denial of the applicants request to remove
the referral EPR. DPSID states the applicant has not provided any
compelling evidence to show that the report was unjust or
inaccurate as written.
The applicant did not file an appeal through the Evaluation
Reports Appeals Board (ERAB) under the provisions of AFI 36-2401,
Correcting Officer and Enlisted Evaluation Reports. He has waited
5 years to file this appeal and offered no justification for the
delay and took no action on the claim before that.
The contested EPR makes no mention of an accident, court-martial
or UIF as the incident was still under investigation. The report
is a referral, yet references two other situations none which the
applicant provided any evidence to contest. Air Force policy
states, evaluators are obliged to consider such incidents, their
significance and the frequency with which they occurred in
assessing performance and potential. He provided no evidence
within his case to show that the EPR was inaccurate or unjust.
Air Force policy is that an evaluation report is accurate as
written when it becomes a matter of record and is considered to
represent the rating chains best judgment at the time it is
rendered.
The complete DPSID evaluation is at Exhibit G.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
On 22 Nov 14, the applicants counsel submitted a 51-page document
stating that the advisories miss the crucial issue that the auto
accident happened as a direct result of him being obliged to work
beyond normal human competency with a little over 3 hours of sleep
each night. Nowhere do the advisories challenge this fact or
explain why his superiors placed such a burden on him. They
isolated him without even temporary help while real-time terrorist
threats endangered American personnel. The threats escalated and
called for 2 to 3 agents but he did not receive help even though
he, a new agent, asked for help at least 8 times.
The EPR includes relevant bullets and confirms the increased tempo
while deployed in support of Baltic Air Policing Operations.
There are specific bullets referring to the applicants work with
the host nation to neutralize threats and monitor suspected
terrorist activities.
The applicant is a proficient driver. He was the executive driver
for the USAFE Commanding General prior to joining the AFOSI and he
has completed numerous driving training courses. At the time of
the accident, he was not using his cell phone or speeding as
corroborated by a lie detector test.
Air Force safety regulations include specific requirements. His
superiors compromised him and the mission by refusing relief and
exhausting him. AFI 91-207, The US Air Force Traffic Safety
Program, addresses safety and extended hours. AFP 91-216, USAF
Safety Deployment and Contingency Pamphlet, paragraph 14.1, states
fatigue can cause mishaps. After 48 to 72 hours without sleep,
personnel become ineffective. An advisory opinion from safety
officials on how pertinent Air Force safety standards were spurned
is recommended should the Board have any remaining questions.
The advisories cite statute of limitations but this is not an
ancient case and the summary court-martial happened in late 2010.
There has been no unwarranted delay. Undue delay is more in the
range of 15 years, the timeframe Congress set for applications to
the DRB. The advisories suggest that the passage of time means
that documentation does not exist. Under the Freedom of
Information Act (FOIA), the applicant obtained sanitized documents
confirming his onerous extra duties. The FOIA staffers reference
numerous documents from the time of the applicants TDY claiming
various privileges to withhold data. If no pertinent documents
exist, the FOIA people would have said so.
The applicant accepted a summary court-martial on the advice of
defense counsel after 23 months, two Article 32 investigations and
the threat of general court-martial. He was disadvantaged by the
lack of a normal safety investigation mandated under AFI 191-
202 [sic]. Furthermore, his commanders declined to accept the
recommendation of the original Article 32 investigation officer, a
colonel (O-6), who recommended an Article 15 instead of court-
martial and prosecution refused to recognize that falling asleep
is not an indication of negligence under the LOD standards. The
applicant pleaded not guilty to other matters, while conceding one
charge of simple negligence. His election does not bar him from
seeking redress now.
It is highly unfair to deny him relief because of an earlier
admonishment. He was admonished for not informing higher
headquarters of the possible mental volatility of another agent.
This is irrelevant to this issue. Whether the applicant was the
agent of the year or the worst bumbler ever to serve the AFOSI,
overload is overload and nothing can change this fact. The harsh
punishment has served its purpose given the good citizenship of
the applicant. Since leaving the service, the applicant serves in
the Mountain West Voluntary Organization Active in Disaster (VOAD)
and coordinates over 100 volunteers throughout 10 states during
times of disaster. He is an advisor to the Federal Emergency
Management Agency (FEMA) for the Nuclear/Radiological Incident
Annex and is a trained suicide counselor to prevent veteran
suicides. A complete post-service biography is provided.
The applicants complete submission, with attachments, is at
Exhibit I.
THE BOARD CONCLUDES THAT:
1. The applicant has not exhausted all remedies provided by
existing law or regulations. We note the applicant declined
application to the Discharge Review Board (DRB) for upgrade of the
discharge and requests the Board adjudicate the entire
application. However, this Board is the highest administrative
level of appeal within the Air Force. As such, an applicant must
first exhaust all available avenues of administrative relief
provided by existing law or regulations prior to seeking relief
before this Board, as required by the governing Air Force
Instruction. After carefully reviewing this application we note
there is an available avenue of possible administrative relief the
applicant has not exhausted. In view of this, we find that
consideration of the applicants appeal to upgrade his discharge
or change his narrative reason for separation by this Board is not
appropriate at this time. Therefore, the applicant should submit
a DD Form 293 to the DRB for review. If he is not successful in
obtaining the relief he seeks through available administrative
channels, he may then consider resubmitting his appeal to this
Board.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of an error or injustice. We note the
applicant requests his summary court-martial conviction be
expunged from his record. However, this Board is without
authority to reverse, set aside, or otherwise expunge a court-
martial conviction. Rather, in accordance with Title 10, United
States Code, Section 1552(f), our actions are limited to
corrections to the record to reflect actions taken by the
reviewing officials and action on the sentence of the court-
martial for the purpose of clemency. In view of the foregoing, we
find no basis to act on this portion of his request.
4. Insufficient relevant evidence has been presented to
demonstrate the existence of error or injustice to warrant
removing the contested EPR or UIF. After carefully reviewing the
evidence, we are not persuaded that the report is not a true and
accurate assessment of his behavior and demonstrated potential
during the specified time period or that the ratings he received
were in error or contrary to the provisions of the governing
instruction. We are also not persuaded that the UIF should be
declared void and removed from his records. While counsel argues
the accident happened because the applicant was greatly fatigued
from working numerous 18-20 hour days without logistical and
personnel support; we do not find these assertions, in and by
themselves, sufficiently persuasive. Therefore, we agree with the
opinions and recommendations of the Air Force offices of primary
responsibility and adopt the rationale expressed as the basis for
their conclusion that the applicant has not been the victim of an
error or injustice. In the absence of evidence to the contrary,
we find no basis to recommend granting the relief sought in this
application.
5. The applicants case is adequately documented and it has not
been shown that a personal appearance with or without counsel will
materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably considered.
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon exhausting all
subordinate avenues of administrative relief or the submission of
newly discovered relevant evidence not considered with this
application.
The following members of the Board considered AFBCMR Docket Number
BC-2014-00307 in Executive Session on 9 Dec 14 under the
provisions of AFI 36-2603:
, Panel Chair
, Member
, Member
The following documentary evidence pertaining to AFBCMR Docket
Number BC-2014-00307 was considered:
Exhibit A. DD Form 149, dated 10 Jan 14, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, SAF/MRBR, dated 27 Jan 14.
Exhibit D. Letter, Counsel, dated 10 Feb 14.
Exhibit E. Memorandum, AFLOA/JAJM, dated 28 Feb 14.
Exhibit F. Memorandum, AFPC/DPSIM, dated 7 Mar 14.
Exhibit G. Memorandum, AFPC/DPSID, dated 14 Oct 14.
Exhibit H. Letter, SAF/MRBR, dated 27 Oct 14.
Exhibit I. Letter, Counsel, dated 22 Nov 14, w/atchs.
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